
Prop firms and CFD platforms: risk checklist
How prop trading firms and CFD platforms should map their model, marketing, client money, risk controls and investor-protection responsibilities.
Indicative quotes: SMI ..., change ..., SIX close on ... at 17:31 Zurich.
Expertenratgeber für internationale Anleger an der SIX Swiss Exchange.

How prop trading firms and CFD platforms should map their model, marketing, client money, risk controls and investor-protection responsibilities.

A practical checklist for insurers, insurtechs and digital intermediaries reviewing customer information, partner controls and compliant distribution.

A practical checklist for banks, brokers and financial platforms mapping Swiss authorisation, client assets, securities activity and insurance distribution.

A practical framework for banks, brokers, fintechs and insurers designing a compliant digital customer onboarding journey in Switzerland.
5 Kurse • Anfänger bis Fortgeschritten • Keine Anmeldung erforderlich
Zur Akademie5 courses • 51 lessons
Everything you need to invest in Switzerland and globally.
Wöchentliche Marktanalysen und Anleitungen in Ihrem Posteingang.
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